Job Purpose Document financial and business process flows.
Identify internal controls and evaluate controls and assess their risk mitigation.
Specific processes may include billing and collections, customer service, field operations, metering, engineering, construction, maintenance and employee services.
Obtain process documentation. Schedule sessions with process owners and key personnel.
Conduct information sessions and lead process walkthroughs.
Update and add to the process documentation. Use flowcharting and written narrative.
Employee effective project management with process owners to achieve results and minimize process disruption.
Identify internal controls in the processes and assess their risk mitigation.
Create risk/control matrices and assign control owners.
Work with process and control owners to ensure timely review and approval of process documentation, internal controls identified and risk assessment.
Add process documentation and risk/control matrices to the risk, control management and compliance application.
Collaborate with Compliance personnel to enhance their existing (or creation of new) testing of select internal controls, assessment and reporting for compliance with regulatory requirements and corporate standards.
Familiarity with all, but not limited to Institute of Internal Auditors (IIA) International Professional Practices Framework
Sarbanes-Oxley (SOX) Act of 2002
Committee of Sponsoring Organizations (COSO) and/or other professional frameworks
Management information systems terminology, concepts and practices
Ability to use Microsoft Office Suite (Word, Excel, Visio, etc.)
Bachelor’s degree in Accounting, Finance, Business Administration, Information Systems/Technology, or related area of study from an accredited college or university
Minimum of three (3) years of experience performing internal control analysis, SOX Section 404 assessment and/or process flow review projects
: 3 Years
: Uday Bhandary
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